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arXiv:cs.AI· Ben Slater, Ryan Lundqvist, Leo Richter, Kevin Wei·· 16 小时前

为 AI 审计器提供更多上下文未必更有效:Petri 审计 LLM 编码智能体的研究发现结果高度依赖配置

Audit tools of the trade: Automated Auditor Elicitation Can Be Sensitive to the Context the Auditor Is Given

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研究用 Petri 工具审计 LLM 编码智能体,测试向 LLM 审计器提供外部代码库与基准测试记录两类资源对审计效果的影响。提供外部代码库会抑制 reward hacking(一组从 4.8 降至 1.3,另一组从 3.9 降至 1.8),而提供基准测试记录反而在全部四组中抬高了 reward hacking 分数(一组从 1.7 升至 6.1)。

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Abstract:Does providing additional context to automated AI auditors improve their effectiveness? Using the Petri tool to audit LLM coding agents, we test the impact of providing two types of resources (an external codebase and benchmark transcripts) to LLM auditors, across four auditor-target LLM pairs and three behaviours (harmful compliance, reward hacking, sycophancy). (1) External codebase: We provide the auditor LLM with a fixed, external open source codebase, which prior work finds improves the realism of synthetic audits. Providing this resource suppresses reward hacking in both auditor-target pairs whose baseline rate is above the floor (4.8 to 1.3 and 3.9 to 1.8 on Petri's default 1-10 scale); the remaining two pairs sit at the floor throughout. The suppression recurs in three of four pairs under a different scenario and resource bundle. (2) External benchmark transcripts: We provide the auditor with transcripts of the target's performance on benchmarks measuring similar behaviours, intended to inform the auditor about the target's behavioural patterns. Providing this resource raises reward hacking scores in all four pairs (from 1.7 to 6.1 in one case). However, subsequent experiments show that supplying only the related benchmark's abstract, without transcripts, also increases reward hacking, and the effect is absent under a different framing of the same behaviour. Overall, we find no consistent effect of either resource outside reward hacking, but we find substantial variability in judge-scored behaviour across conditions. Our results underscore the importance of careful piloting with tools such as Petri, as the measured rate of target behaviour is highly sensitive to configuration decisions. We hope our results inspire more research into the reliability and robustness of automated alignment auditing.
Comments: 23 pages, 13 figures, 9 tables. Accepted at the Third Workshop on Agents in the Wild: Safety, Security, and Beyond (AIWILD) at NeurIPS 2026
Subjects: Artificial Intelligence (cs.AI)
Cite as: arXiv:2610.16911 [cs.AI]
  (or arXiv:2610.16911v1 [cs.AI] for this version)
  https://doi.org/10.48550/arXiv.2610.16911

arXiv-issued DOI via DataCite (pending registration)

Submission history

From: Ben Slater [view email]
[v1] Mon, 12 Oct 2026 14:57:55 UTC (195 KB)

来源:arXiv:cs.AI · arxiv.org